To Include as Appropriate:

  1. Information Gathering and Discovery Discussions Regarding Client's Objectives and Constraints such as Return Expectations, Risk Tolerance, Cash and Income Needs, Investment Time Horizon, Tax Considerations, Legal Issues (including review of trust documents), Other Circumstances
  2. Consultation, as Desired by Client, with Outside Related Wealth Management Professionals such as Attorneys, Accountants, Insurance Providers, etc.
  3. Determination of Investment Policy
  4. Sample Portfolio Creation
  5. Implementation
  6. Ongoing Monitoring and Management
  7. Periodic Review and Assessment of Client's Objectives and Constraints
  8. Adjustments as Needed